The Historical-Critical Method

Rich Martinez

 © 2006, R. Martinez. All rights reservedcontact.gif

Introduction and Thesis

This paper will seek to examine the “Historical-Critical” method as it applies to the study of the sacred writings of scripture.  The goal will be to see whether or not the methods developed by historic-critics are contemporary and relevant for interpreting scripture in the Church today.  After a concrete definition of the “historical-critical method” has been established with respect to its application to biblical studies, a brief outline of its history, origins, and development will be given. Finally an objective evaluation will be made concerning its strengths and weakness, which ultimately should determine its relevance, benefits, and shortcomings, as it applies to doing sound theology in the Church today.  

Defining “Historical-Criticism” 

According to the Pontifical Biblical Commission, the historical-critical method is the indispensable method for the scientific study of the meaning of ancient texts. Holy Scripture, inasmuch as it is the “word of God in human language,” has been composed by human authors in all its various parts and in all the sources that lie behind them. Because of this, its proper understanding not only adheres to the use of this method, but actually requires it.[1]  Furthermore, according to Webster’s Dictionary the term “criticism,” as it is employed here can be defined as: “the scientific investigation of literary documents [such as the Bible] in regard to such matters as origin, text, composition, character, or history." [2] In similar language, Catholic scholars define “criticism” in literary terms as “the art of distinguishing the true from the false,” in an effort that seeks to “establish the authenticity, the integrity, the genre of truth which fits it,” so that the Bible, while it is believed to be free from all error, “in the exact measure in which it is a human [and divine] work, is subject to the criteria with which other human works are judged.”[3] The point is to put the entire emphasis upon the literary text itself, which essentially puts the Biblical writers in a position that requires them to objectively defend themselves.  In other words, sacred texts for instance, are examined in terms of “language, composition, and origin,” which includes not only the linguistic and etymological background of a particular text, but critical analysis of its core contents as well as sources employed are examined in some detail; to the end that,  sound and objective observations can be made.[4] In other words the goal of the critic is to draw objective conclusions based on literary analysis. Whether this is possible or not will be examined in more detail later.[5] Lastly, it should be mentioned that the term, “critical” does not mean debunking scripture in the skeptical sense, it means taking a serious and hard look at scripture through the lenses of historical-methodology, unearthing its core contents, separating the wheat from the chaff. It seeks to examine all aspects of scripture through the spectacles of history, culture, society, literary relationships, context, etc. Approaching the bible through this avenue makes the discovery of truth interesting, alive, and even sometimes shocking. Questions like, ‘where did the scriptures come from, who wrote them where were they written, how were its documents collected and edited, all of which require as well as make up the historical-critical process.  Moreover, when we increase our knowledge of the editorial process by which our Bible came to us, we may come to understand how others found meaning in its pages and applied that meaning to new situations.  Through this approach Christians will find themselves in dialogue with the ancient people of faith, and secular individuals will find themselves coming into dialogue with the biblical writers much as they come into dialogue with Plato and Aristotle in a classics course.  

History, Origins and Development

Certain elements of the historical-critical method are extremely ancient. They were used in ancient antiquity by various Greek commentators of classical literature, and much later in the course of the patristic period by authors such as Origen, Jerome and Augustine. The method at that time was much less developed than it is now.  Its modern development is the result of refinements which were brought about during the period of the Renaissance as well as the Enlightenment period.[6]  As mentioned above, hearkening back to the time of the Renaissance and Enlightenment period, there were those who applied to the biblical text principles of literary and historical-criticism similar to those applied to classical works of antiquity (e.g. Plato and Aristotle). Over the course of time many scholars began to encourage a more rationalistic approach to the scriptures. At first, their goal was to show that the Bible was rational, but there were many who came to the conclusion that much of what the Bible taught was contradictory by nature -- particularly by science.[7] Others approached the scripture from a purely historical, literary, and cultural context.  For instance H.R. Reimarus’ publication, “Apology for the Rational Worshippers of God” in the seventeenth century shocked the theological world of Germany by raising questions about the historicity of the Bible, and by explaining away the miracles found in the biblical records. By the nineteenth century, such positions had become relatively common.[8]  Since the early nineteenth century, much has been learned through the historical-critical method. Today we know much more than ever before about the cultural, social, and linguistic background of the Bible. For instance, many historical sites which were excavated have revealed compelling evidence for the historicity of the bible.  Moreover, lost languages have been recovered, giving us greater understanding of the people and culture in which the bible was written. Even layers of composition in the text have allowed us to understand its significance at various points in its development. Thus, the historical-critical method has paved the way for a new understanding and approach to the biblical records.[9]   Like any so-called newly introduced theological system, the historical-critical method has had its share of criticisms. In some cases, this method led scholars to postpone or ignore all questions regarding the use and authority of the Bible in the Christian community. On the other hand, many have responded to the challenges raised by the historical-critical method by refusing to allow it a place in biblical studies. They have insisted that the bible is a Holy and Divine book, which is not subject to scrutiny by human methods.[10]  This, however, should not discourage the pursuance of such a method, as already mentioned, there is much to gleam and benefit from this approach. While it is not without its weaknesses and faults -- as any new system will elucidate -- it does have some redeeming qualities, which even the average church goer may find worth delving into.  

Methods of Employment

To understand the effect of the historical‑critical methodology on the church and its message it is necessary to examine in some detail the various types of criticism that have been popular in scholarly circles in the last two hundred years or more.  This method employs several types of main criticisms which are as follows: “textual criticism, source criticism, form criticism, redaction criticism, and tradition criticism…”[11]

Textual Criticism

            The question has often been put forward by the modern skeptic of whether or not we can trust the bible since we do not have any of the original manuscripts.  If all that we have at our disposal are extant copies of the biblical autographs, then, how can one be certain of or put their trust in sacred scripture?  This is where the science of textual criticism becomes a valuable tool in the hands of the modern interpreter. The accuracy of a text or manuscript is contingent on several factors.  For example, how close it was written to the production of the original autographs.  It presupposes that a fourth century manuscript will contain less scribal errors than an eighth century manuscript would contain. The more time that lapses between the original text and subsequent copies, the less accurate the text will be.  However, along with the total number of extant NT manuscripts at our disposal today, textual critics are able to reconstruct what the original manuscripts might have looked like.  According to Norman Geisler, “…the present Greek text [modern versions]…is probably over 99% accurate in reproducing the exact words of the autographs.”[12]  Moreover, if we did not have any manuscripts today we would still be able to produce a copy of the NT based on the writings of the early church fathers.  According to Peter Wegner, “It has been said that the church fathers quoted the New Testament so extensively that if all our other sources of the New Testament were to be destroyed, it could be reconstructed from the church fathers’ quotations alone.”[13]   Although many postulate that the New Testament is not a valid source because it was written by imperfect beings, implying that there are too many errors in it, which make it an unreliable document and source, a few things should be mentioned about this.  While it is a proven fact that there are approximately 200,000 textual variants within the 24,000 NT manuscripts available to us today, by definition, textual variants are ‘the differences in text between one manuscript and another. The textual differences or scribal errors in the verses below are known as “Textual Variants.” These errors occur when a scribe is translating from one copy to another.   For instance, in taking the following example, we will say that A, B, C, D represent a verse of scripture taken from different manuscript families:[14]  

Manuscript A = Jesus Christ Died fro us.                         
Manuscript B = Christ Jesus Died for us.                         
Manuscript C = Jesus Christ Died for su.                         
Manuscript D = Jesus Christ Deid fo us.             

It is certainly obvious that copyist errors were made from the original text it was copied from, which enable us to see how the textual critic is able to reconstruct what the original documents of the New Testament might have looked.  Of the 200,000 textual variants contained in the NT, surprisingly this figure only represents about “…10,000 places in the New Testament. If one single word is misspelled in 3000 manuscripts, this is counted as 3,000 variants.”[15]  For instance, the word “Deid” which we know is “Died,” could have appeared in over 3000 manuscripts, which would thus account for 3000 variants out of a total of 200,000 variants.  Norman Geisler stated that “Textual scholars Westcott and Hort estimated that only one in sixty of these variants has significance.  This would leave a text 98.3% percent pure.”[16] Thus, of the total number of variants within the NT the text is 99% accurate and clean from any major doctrinal errors.  In comparison to other ancient books the New Testament is by far the most accurate.  Bruce Metzger estimated, “that the Mahabharata of Hinduism is copied with only about 90% accuracy and Homer’s Iliad with about 95%,” which by comparison the NT is about 95.5% accurate.[17]   If the bible cannot defend itself as a basically reliable historical document, then why should anyone put their trust in it? Thus the benefit of textual criticism for the Church is that it enables the theologian to aptly defend the bible as just that -- a reliable, religious and historical document.  From an apologetic standpoint, as Calvin once wrote, “it enables us to stop the mouths of the obstreperous.”[18]  

Source Criticism

Before the First World War practically all historical criticism could be characterized as source criticism. This type of criticism studied the Biblical record in order to determine what sources had been used by the men who gave the books of the Bible their present form.  Source criticism began in the field of Old Testament and its beginning is usually associated with the name of Jean Astruc, a French doctor of medicine, who in 1753 published a book in which he set forth what he called his conjectures about the original documents that Moses had used to compose the book of Genesis.[19] While source criticism began in the Old Testament field, the New Testament has not been spared. Even though efforts have been made to find several separate documents in a few of the letters of Paul, yet in the main, New Testament source criticism has limited itself to the study of the Gospel, especially the synoptic Gospels, Matthew, Mark, and Luke. Since these three follow the same general outline, contain much of the same material, and often in telling the same story use many of the same words and phrases, it is assumed that they must have copied from each other or from a common source.[20] In a general way it may be said that, according to the most widely accepted form of New Testament source criticism, Mark, or a book very similar to Mark, copied and revised by the author of our present Mark, was written first. Since both Matthew and Luke have much material also found in Mark, they must have copied Mark or Mark's predecessor. Since they have much material in common which is not found in Mark, they must both have used a common source, called Q. Q is the first letter of the German word, Quelle, which means source, and when the scholars say that the source of the common material in Matthew and Luke is Q, this is simply a scholarly way of saying that the source of the material that is found in both Matthew and Luke is the source. Finally since Matthew has some material that is found in neither Mark nor Luke there must have been a third source and since no one knows what that source was it is simply called M. And since Luke has material that is found in neither Mark nor Matthew, there must be a fourth source, which is called L.[21] The down side to source criticism is that it takes for granted that the books were not written by eyewitnesses of the events which they record, that the Pentateuch was not written by Moses and that the Gospels were not written by apostles or close associates of the apostles. However, the upside is that there is something beneficial, in my view, to gleam from, and that we need to take the time to sift and separate the wheat from the chaff so to speak.  

Form Criticism

            Form Criticism focuses upon the period before the Gospels were written down, the so-called oral period.  It seeks to investigate the transmission and development of the gospel stories before they were written down.  It was introduced by K.L. Schmidt (1919), M. Dibelius (1919) and Rudolph Bultman (1921) in Germany, with a significant contribution by the famous British theologian V. Taylor (1935). [22]  

This method categorizes stories in the gospels into various groups:[23]  

Dibelius Bultman Taylor Examples
Paradigms Apophtegms Pronouncement stories Mark 6:1-4; 12:13-17
Tales Miracle stories Miracle stories Mark 1:29-31; 5:1-20
Exhortations Sayings Sayings and parables Luke 10:7, 23f.; Mark 7:15
Legends Historical stories or legends Stories about Jesus Mark 1:9-11; 9:2-8; Matt. 4:1-11 
 

 Form Criticism, however, assumes that these stories as we have them today were not preserved by the apostles, who were eyewitnesses of the words and works of Jesus. Instead it is held that these stories were in large measure spread by people who made all sorts of changes in the stories as they were passed from one individual to another and from one community to another and from one culture to another. It was the conviction of the form critics that “even the earliest Gospel (Mark) was not a simple historical narrative but was impregnated with the theological interpretation of the Christian community.”[24] In principle, form criticism differs from source criticism only in that while source criticism looked for written sources that it could never examine because no copies of these written accounts were ever found, form criticism is concerned with examining “the oral tradition which lies behind our Gospels.”[25] While there are certainly problems with the study of form criticism and its approach, it nevertheless yielded some benefits for the Church.  For example, in identifying different forms of the gospel stories, a parable should be interpreted differently than a story about Jesus or miracle story. In other words, isolating the different units of scripture fosters a greater ability to interpret within context, which in essence keeps one from error.  The problem, however, with employing a form critical method to biblical studies is that it may lead to too rigid interpretation, where the life of the Spirit is quenched from the Gospel.  The goal in employing this method should be to aim for balance.   

Redaction criticism             

Redaction criticism seeks to correct some of the weaknesses of form criticism, which put too much emphasis upon the so-called influence the Christian community had upon the developing tradition in shaping the Gospels into the form in which we have them today.  Redaction Criticism in an effort to balance the scope put more onus upon the editorial process, especially with regard to the Gospels.  The redaction critic affirms that the final editorial work took place on the basis of an individual or school of thought working as an author within his or their own right. Thus it attempts to discover and describe the life setting theological themes, and motives which determine the basis upon which the redactor selected, modified, and shaped the materials into their final form.[26] In relation to the Gospels the traditions concerning Jesus were collected, interpreted, and modified according to various cultures. In order to have an authoritative saying as the basis for church action, words were placed in the mouth of Jesus so that the church could confidently face its contemporary situation. The goal of the biblical critic, then, is to sort back through the process of collection, interpretation, and modification, attempting to understand these various aspects within their particular cultural context, for the purpose of finally arriving at the so-called historical Jesus. In order to do this it is necessary to remove everything that can be accounted for on the basis of the Palestinian, Hellenistic, or Roman culture. Once the critic has arrived at a critically assured minimum, as some scholars argue, it is possible to reintroduce data which are consistent with this, but which can also be accounted for on the basis of the contemporary culture. After all, scholars say, it was possible for Jesus to say something which could have been said by someone living within a Palestinian context.[27]  

Tradition Criticism

            Tradition criticism accepts the results of source criticism and form criticism, but attempts to place emphasis upon the history of a unit of literature.  Tradition criticism attempts to trace the process by which a piece of literature moved from stage to stage until it reached its final form. Tradition criticism thus attempts to study the long history which lies behind a pericope within our present Bible. In the Pentateuch, for example, tradition criticism may think in terms of small units of literature being produced within varying cultures under specific life settings (Sitz im Lebem). As these traditions or units of literature are passed on from generation to generation they are transformed within new life settings, and as cultures merge, traditions also merge. Thus the unit of literature as it occurs in our current Bible resulted from merging traditions which were transformed within each new life setting. If the preacher is to rightly interpret the Bible as a basis for his sermons (according to the tradition critic) it is necessary for him to ascertain the tradition history which lies behind the current text in order to determine the varying life settings within which this tradition was transmitted, and to isolate those aspects which come from different life settings. It is only on this basis that he can understand the historical setting of the text, and thus interpret it rightly so that he might understand its appropriate meaning for our contemporary generation.[28]  

Conclusion

            In sum, it is my contention that the historical-critical method, like any new methodology must be sifted and stamped with the revelation of truth – the Gospel of Jesus Christ – before it can be validated and used for the glory and benefit of the Church. If it is to become palatable to the average church attendee, it must undergo further refining before it can be used for the furtherance of the Gospel.  While it is not faultless, it certainly can and should be used to help explicate and advance the faith. Like the nation of Israel who took spoils from Egypt, the Church must take the value and dividends offered from the Historical-Critical method and use it to its advantage.  


Works Cited

            Becker, Siegbert W. The Historica-Critical Method of Bible Interpretation. Vol I, Wisconsin: Lutheran Seminary, 1999.  

            Blackman, E.C. Biblical Interpretation. Philadelphia, PA: Westminster Press, 1957.  

            Calvin, John. Institutes of the Christian Religion. Book I, Chapter 7. Wm. B. Eerdmans Publishing Co.; Pittsburgh, PA., 1995.  

            Davies, W.D. Invitation to the New Testament. Garden City, NY: Doubleday and Company, 1966.  

            Guarino, Thomas Revelation and Truth.  Scranton: University of Scranton Press, 1993.  

            Geisler, Norman L., Nix, William E., A General Introduction To The Bible, Chicago, Illinois: Moody Press, 1968.  

            Gonzalez, Justo L.  The New Interpreters Bible. Vol I. Nashville, Tennessee: Abingdon, 1994.  

            Krentz, Edgar. The Historical-Critical Method. Eugene, Oregon: Wipf & Stock Publishers, 2002.  

            Lyonnet, S. Encyclopedia: Critical Biblical. Vol. 4, Sansoni: Florence, 1950.  

            McArthur, Harvey K. In Search of the Historical Jesus. New York, NY: Charles Scribner's Sons, 1969.  

            Neil, W. The Cambridge History of the Bible: “The Criticism and Theological use of the Bible,” 1700-1950, 3:281.  

            Pope John Paul II, The Interpretation of the Bible in the Church, Pontifical Biblical Commission: Origins, January 6, 1994.  

            Vaganay, L. Cf.  Guide to the Bible: Catholic Exegesis. Desclee: New York, 1960.  

            Webster's Third New International Dictionary Springfield. Massachusetts: Merriam-Webster, Incorporated (1996).

            Wegner, Paul D. The Journey from Texts to Translations: The Origin and Development of the Bible. Grand Rapids: Baker Academic, 1999.  

            Wenham, David and Walton, Steve. Exploring the New Testament: A Guide to The Gospel and Acts. Vol. I., Downers Grove, Illinois: Intervarsity Press, 2001.  

            White, Ellen G. The Acts of the Apostles. Mountain View, California: Pacific Press Publishing Association, 2002.  

            Youth Update Glossary. www.disciplesnow.com/catholic/html/article240.html. St. Anthony Messenger Press, 2002. 

 


Bibliography

                [1]  "The Interpretation of the Bible in the Church" Presented by the Pontifical Biblical Commission
to Pope John Paul II on April 23, 1993 (as published in Origins, January 6, 1994)

                [2] "Criticism," in Webster's Third New International Dictionary (1996). Springfield. Massachusetts: Merriam-Webster, Incorporated (1996).

                [5] Thomas Kuhn, for example, discovered that where the natural sciences were concerned, that facts are predicated upon determinate theories which are essentially influenced by a person’s background  and worldview; making the goal of strict objectivity impossible. In other words, “Kuhn seeks to demonstrate that the scientist is never exempt from the “limitations” of his or her history, culture, tradition, prejudice, and ideology.”  Thomas Guarino, Revelation and Truth  (Scranton: University of Scranton Press, 1993) , p.83-84.

                [6] "The Interpretation of the Bible in the Church" Presented by the Pontifical Biblical Commission
to Pope John Paul II on April 23, 1993 (as published in Origins, January 6, 1994)

                [7] From: González, Justo L.  “How the Bible Has Been Interpreted in Christian Tradition.”  The New Interpreter’s Bible, Vol. 1, 83-106.  Nashville: Abingdon, 1994. 

                [8] W. Neil, "The Criticism and Theological Use of the Bible, 1700-1950," The Cambridge History of the Bible, 3:281.

                [9] See the article by C. R. Holladay, “Contemporary Methods of Reading the Bible,” in which he lists the following methods that have resulted from this approach to Scripture, or at least hate been enhanced by it: textual criticism, source criticism, traditio-historical criticism, form criticism, redaction criticism, composition criticism, audience criticism, and canonical criticism.

                [10] Gonzales, 87.

                [11] http://www.disciplesnow.com/catholic/html/article240.html. Youth Update Glossary, St. Anthony Messenger Press, 2002.

                [12] Norman L Geisler. A General Introduction To The Bible, (Chicago, Illinoise: Moody Press, 1968), 346.

                [13] Paul D. Wegner. The Journey from Texts to Translations: The Origin and Development of the Bible. (Grand Rapids: Baker Academic, 1999), 227.

                [14] This illustration is my own.

                [15] Geisler, 361.

                [16] Ibid, 16.

                [17] Ibid, 533.

                [18] John Calvin, Institutes of the Christian Religion, book 1, Chapter 7. Wm. B. Eerdmans Publishing Co.; Pittsburgh, PA., 1995.

                [19] E. C. Blackman, Biblical Interpretation, Philadelphia, Westminster Press, 1957, p. 146.

                [20] W. D. Davies, Invitation to the New Testament, Garden City N.Y., Doubleday and Company, 1966, p. 121.

                [21] Ibid . 125.

                [22] Wenhan and Walton, Vol 1. 70.

                [23] See Wenham and Walton, 71.               

                [24] Harvey K. McArthur, In Search of the Historical Jesus, New York, Charles Scribner's Sons, 1969, p. 5.

                [25] W. D. Davies, Invitation to the New Testament, p. 129.

                [26] Siegbert W. Becker, The Historica-Critical Method of Bible Interpretation, Vol I, 1999, Wisconsin Lutheran Seminary, 37. 

                [27] Edgar Krentz, The Historical-Critical Method, Eugene, Oregon: Wipf & Stock Publishers, 2002, 56.

                [28] Ellen G. White, The Acts of the Apostles, Mountain View, California, Pacific Press Publishing Association, 2002, 474.


"Rich Martinez is a graduate student in the field of New Testament Studies at Seton Hall University, School of Theology in South Orange, NJ.